This is a sister blog to “Relax everyone, Plan S is just the beginning of the discussion” and provides the ‘supplementary material’ to that blog. It discusses the points in the Plan S principles that are not particularly contentious.
At the end of this blog is a list of links and commentary to date on Plan S.
Not much new here
The Funders will ensure the establishment of robust criteria and requirements for the services that compliant high quality Open Access platforms and journals must provide.
This is perfectly reasonable. The amount of money being invested is huge and quite rightly, the funders want to articulate what they are prepared to pay for. It is also helpful from an institutional perspective to have guidelines that clearly identify which journals are compliant and which are not.
Indeed, there is a precedent. In 2017 the Wellcome Trust introduced a publisher requirement list stating that compliant publishers needed to deposit to PubMed Central Europe, apply the correct licence and provide invoices that contained complete and understandable information. They asked publishers to sign up to these principles to be listed on their ‘white list’.
Where applicable, Open Access publication fees are covered by Funding Agencies or universities…
This point reflects the status quo in the UK at least. Universities across the UK are currently managing open access payments through various funding models. In some instances, such as Cambridge, payments are only made from funds provided by funding bodies with no extra funds provided by the institution. Other institutions such as UCL provide central university funds in addition to those provided by funders. There are a small number of institutions which do not receive any funds from funders but do provide central funds for specific publications.
Of course, if journals were to flip to fully open access then funds currently being used to pay for subscriptions could be freed up to divert to expenditure on APCs for fully gold publications.
Funders will ask universities and libraries to align their policies and strategies, notably to ensure transparency.
While this might be a little tricky simply because of the individual governance arrangements at institution, it is a sensible thing to aim for.
The above principles shall apply to all research outputs, but it is understood that the timeline to achieve Open Access for monographs and books may be longer than 1st January 2020.
Open Access monographs ARE contentious, don’t get me wrong. But in the context of this statement of principle, there is concession that there is some work to be done in this space. And we already knew that UKRI intends to include monographs in the post REF2021 (as in, anything published from 1 January 2021). Wellcome Trust have had OA monographs in their policy for years.
The importance of open archives and repositories for hosting research outputs is acknowledged because of their long-term archiving function and their potential for editorial innovation.
Now I know this is contentious for us Open Access nerds because there is a sense that repositories are once again being pushed into the shadows, which is what happened with the Finch report. But as noted in the main blog, under Plan S, deposit of an Author’s Accepted Manuscript into a repository is compliant if it is there under a CC-BY licence and with a zero embargo.
Some issues are operational
In a few instances, the queries or concerns raised about Plan S are actually operational ones.
When APCs are applied, their funding is standardised and capped (across Europe)
Currently the RCUK (now UKRI) does cap funding to Universities, using a complex algorithm to determine allocations in a given year to support the institutions meeting the open access policy. This has resulted in some institutions (including Cambridge) to identify a preference for publishers exhibiting actions towards an open access future.
Manchester University has introduced new criteria for payment of APCs. They support “Publishers who are taking a sustainable and affordable approach to the transition to OA, e.g. by reducing the cost of publishing Gold OA in hybrid (subscription) journals via offsetting deals or membership schemes are listed below:…” They include a list of journals for which APCs will not be paid.
The alternative interpretation of this statement will be that individual APCs will be capped. This would have implications for all administrators of APCs. It would have particular implications for Cambridge University because of the relatively high proportion of papers published in expensive open access journals such as Nature Communications. The University would both have to find funds to supplement the cost, and also provide the administrative support for this process. This is where discussions need to happen about redirecting subscription budgets towards open access activities. While Plan S adds some urgency, there is time to have these.
The Funders will monitor compliance and sanction non-compliance.
This is the statement that has some administrative staff highly concerned. In the end it will fall upon them to ensure their research community is up to speed and doing the required activities. But we have had sanctions for non-compliance to Wellcome Trust policies since 2014 so this in itself is not new.
Relevant documents from Science Europe
- cOAlition S: Making Open Access a Reality by 2020: A Declaration of Commitment by Public Research Funders
- Plan S: Accelerating the transition to full and immediate Open Access to scientific publications
- Preamble by Marc Schiltz: Science Without Publication Paywalls: A Preamble to: cOAlition S for the Realisation of Full and Immediate Open Access
- Members of cOAlition S 9 October 2018
- Statement by Carlos Moedas: ‘Plan S’ and ‘cOAlition S’ – Accelerating the transition to full and immediate Open Access to scientific publications
- Press release: cOAlition S: Making Open Access a Reality by 2020
- Plan S – Feedback (added 30 Nov)
Commentary, news stories & press releases
There has been considerable discussion about Plan S – here are just a few links that might be interesting. NOTE this list has been moved and is now being maintained on a separate blog: ‘Plan S – links, commentary and news items‘.
- Nature – Radical open-access plan could spell end to journal subscriptions
- Science – European science funders ban grantees from publishing in paywalled journals
- STM Association – STM statement on Plan S: Accelerating the transition to full and immediate Open Access to scientific publications.
- LERU – Accelerating the transition to full and immediate Open Access to scientific publications: LERU’s reaction to Plan S
- RLUK – Plan S – A major shift for Open Access in Europe
- SPARC Europe – New coalition of European funders join together to place unprecedented mandate on researchers to publish OA
- URKI – UK Research and Innovation joins Europe-wide ambition on open access
- COAR – COAR Response to Plan S
- Peter Suber – Thoughts on Plan S
- Academic response – Response to Plan S from Academic Researchers: Unethical, Too Risky!
- The Economist – European countries demand that publicly funded research be free (added 14 Sept)
- Proactive Investors – RELX weak as UBS reiterates ‘sell’, cites news European research funders seeking to introduce Open Access system (added 14 Sept)
- OpenAIRE – Plan S: A European Open Access Mandate (added 14 Sept)
- The Marie Curie Alumni Association announces its support for Plan S (added 24 Sept)
- EuroDoc – Joint Statement on Open Access for Researchers via Plan S (added 24 Sept)
- Delta Think – News & Views: Potential Impact of Plan S (added 25 Sept)
- OASPA – OASPA Offers Support on the Implementation of Plan S (added 3 Oct)
- Poynder BlogSpot – “It is for publishers to provide Plan S-compliant routes to publication in their journals” (added 11 Oct)
- Physics Today – Open Access at crossroads (added 17 Oct)
- Fair Open Access Alliance – FOAA Board recommendations for the implementation of Plan S (added 20 Oct)
- Research Consulting – From coalition to commons: Plan S and the future of scholarly communication (added 7 Nov)
- Open letter – Reaction of Researchers to Plan S: Too far, too risky (added 7 Nov)
- Science – In win for open access, two major funders won’t cover publishing in hybrid journals (added 7 Nov)
- qBionana.org – The Royal Society path to Plan S readiness (added 9 Nov)
- Open Scholarship Initiative – An overview of the Plan S debate (added 17 Nov)
- SPARC Europe – 10 ways libraries can support the implementation of Plan S (added 17 Nov)
- Scholarly Kitchen – Do You Have Concerns about Plan S? Then You Must be an Irresponsible, Privileged, Conspiratorial Hypocrite (published 26 Nov 2018, added 9 Feb 2019)
- Jisc – Working together to implement Plan S (published 27 Nov 2018, added 10 Feb)
- New Scientist – Time to break academic publishing’s stranglehold on research (added 28 Nov)
- Science Europe – Guidance on the Implementation of Plan S (added 28 Nov)
- Researcher letter – Open Letter in Support of Funder Open Publishing Mandates (added 30 Nov)
- DARIAH-EU – Towards a Plan(HS)S: DARIAH’s position on PlanS (added 5 Dec)
- Scholarly Kitchen – Plan S: Impact on Society Publishers (added 6 Dec)
- Nature – China backs bold plan to tear down journal paywalls (added 7 Dec)
- Scholarly Kitchen – Plan S: A Mandate for Gold OA with Lots of Strings Attached (added 10 Dec)
- Open and Shut – Interview with Peter Mandler about Plan S by Richard Poynder (added 12 Dec)
- COAR – COAR’s Feedback on the Guidance on the Implementation of Plan S (added 17 Dec)
- UCL – UCL response to Plan S consultation (added 27 Jan 2019)
- PNAS Opinion – “Plan S” falls short for society publishers—and for the researchers they serve (added 27 Jan)
- African Academy of Sciences – Supporting Plan S, a model making research accessible and advancing science globally (added 31 Jan)
- UCL – A response from Robert Kiley, Head of Open Research at the Wellcome Trust, to UCL’s “Response to Plan S (added 31 Jan)
- Information Power – Helping learned societies transition to Open Access and explore Plan S-compliant business models (added 1 Feb)
- American Historical Association – AHA Expresses Concerns about Potential Impact of Plan S on the Humanities (added 7 Feb)
- 101 Innovations – Eight routes to PlanS compliance (added 8 Feb)
- Insights – From coalition to commons: Plan S and the future of scholarly communication, Rob Johnson (added 10 Feb)
- UKCORR – Plan S and institutional repositories – a response from UKCORR (added 10 Feb)
- UKSCL – Response to Guidance on the Implementation of Plan S from the
UKSCL Model Institutional Open Access Policy community (added 10 Feb)
- Royal Historical Society – Open Letter from History Journal Editors in Response to Consultation on Plan S (added 10 Feb)
- American Historical Association – AHA Expresses Concerns about Potential Impact of Plan S on the Humanities (added 10 Feb)
- American Anthropological Association – AAA Plan S Response (added 10 Feb)