Category Archives: Publishing

Rights retention: publisher responses to the University’s pilot

The University’s one-year rights retention pilot has been running for six months now, during which time many papers containing the rights retention declaration have been submitted by Cambridge authors. As expected, the Office of Scholarly Communication is receiving more queries about rights retention from Cambridge academics, many of which relate to how publishers are responding to submissions containing the rights retention declaration. This post covers some of these queries to offer a picture of how rights retention is being received.   

It is worth reminding ourselves what the rights retention pilot entails. All researchers at Cambridge can sign up to participate in the pilot here. In doing so, the researcher enters into a non-exclusive agreement with the university to make all their papers immediately open access under a Creative Commons attribution (CC BY) licence. When a researcher submits an article to a publisher, they include the following statement in the acknowledgements or funding section of the article file: 

For the purpose of open access, the author has applied a Creative Commons Attribution (CC BY) licence to any Author Accepted Manuscript version arising from this submission’ 

Upon editorial acceptance, the researcher uploads a copy of the accepted manuscript to Symplectic Elements. The Open Access team will deposit the manuscript into Apollo and will release it publicly at the appropriate time. 

Publisher responses 

One of the primary fears researchers have regarding rights retention is that a publisher may editorially reject their article at the point of submission. While we are still dealing in small numbers of submissions and queries associated with the pilot, we have heard from at least two researchers that have been rejected from the journal at the point of submission due to rights retention language in their manuscript. In these cases, journals from the Seismological Society of America and the American Society of Hematology informed the respective authors that rights retention is not permitted because copyright transfer and an embargo period is required for publication in their journals. As a consequence, the authors in each case decided to submit to an alternative journal so that they could comply with their funder requirements. We are also aware of authors who received different answers from the American Society of Hematology, including to pay a fee or to accept rights retention. We hope rights retention will be approved in due course by the publisher as an acceptable route for all authors. 

A second group of publishers have asked for the rights retention language to be removed either because they deemed it not necessary to comply with or because another compliant route was available to the authors. For example, a journal published by Springer Nature asked for the rights retention language to be removed because it was not required for compliance purposes (because the article was submitted prior to the relevant policy coming into effect). Journals published by Elsevier, the American Chemical Society and Optica all asked for the rights retention language to be removed because of pre-existing publishing agreements that allow Cambridge researchers to publish open access free of charge. In these instances, authors were willing to remove the language from the final published version and so it was not clear what would have happened if they had not done so. We have received advice that removing this wording does not negate the fact that the publisher has been informed of the prior licence and so rights retention is still permissible here. We are recommending that researchers include the rights retention declaration where possible even when publishers ask for it to be removed.  

Despite the queries reported here, we have also seen a notable uptick in the number of submissions in the repository containing rights retention language, including within journals published by Elsevier, Wiley, Sage, Springer Nature, the Royal Society of Chemistry, Company of Biologists and JMIR Publications (to name a few). One journal published by the American Psychological Association was willing to accept immediate CC BY for UKRI-funded authors, although this was still subject to a copyright transfer agreement. In the case of Springer Nature, acceptance of the rights retention language also entailed payment of colour charges – something the authors had not anticipated and which we detailed further in this Twitter thread. We urge publishers to be as clear as possible about whether they accept rights retention and upon what conditions.  

I am sharing this data because it offers a snapshot of some of the responses we have seen from publishers so far. While we encourage our researchers to report any publisher pushback, we cannot be sure of all publisher responses, simply because researchers are under no obligation to report them. It is interesting, though, that some publishers are asking researchers to remove the rights retention declaration when there is a publishing agreement in place. We can hypothesise that this is because publishers want to prevent as many articles as possible from using this language because it would set a precedent for other researchers without access to such agreements to use rights retention too. Given this, the Office of Scholarly Communication is continuing to advise that the declaration is included in all manuscripts where possible, although this will be down to how persistent an author wants to be in requesting the language be retained.  

A new institutional open access fund for the University of Cambridge

Open Access is a powerful tool that enables researchers to share their research and maximise the impact of their work. However, the reality is that gold open access is a business model that is based on paying to publish, and it’s a business model that is primarily supported by research funders. What that means in practice is that gold open access often comes with a price tag that effectively excludes unfunded researchers.

The University of Cambridge has established a new institutional open access fund to provide financial support for unfunded researchers across the collegiate University. Researchers who do not have access to grant funds with which to pay the open access fees will be able to use the fund to pay the open access fees for their research or review papers in fully open access journals.  

Professor Anne Ferguson-Smith, Pro-Vice-Chancellor for Research explains that:

“This is significant step in ensuring that all University of Cambridge researchers can opt for gold open access publishing. We are proud to establish this fund that will be especially beneficial to early career researchers as well as other researchers in the collegiate University who are not eligible for the open access funds that are provided by grant funders. Significant inequalities remain in the global scholarly publishing system, however, so we continue our commitment to support different open access solutions that are available to any researchers, both within and outside the University”.

The new fund is one of the many ways that the University helps researchers make their research open access and complements our many Read & Publish deals, the Rights Retention Pilot and the facilitation of green self-archiving in the University’s institutional repository, Apollo. 

Who can use the new institutional open access fund?

Researchers who have a strong connection (typically research staff and students) with the University of Cambridge (including the Colleges) who have no way of paying for open access fees in fully open access journals.

What will the new institutional open access fund cover?

The fund can be used to pay open access fees for full research articles or non-narrative review papers in fully open access journals, provided there is no other way of paying the fee (for example, where there is no Read & Publish deal available to any of the authors, or where none of the author team has access to any funding).

How will the new institutional open access fund work?

The Open Access team can provide in principle funding decisions but cannot guarantee payment until a paper has been accepted for publication. Researchers are encouraged to seek an in-principle decision before incurring any fees by emailing the Open Access Team.

Where can I find more information about the new institutional open access fund?

There is more information on the Open Access website about the institutional fund, and the Open Access Team is available to answer any queries.

What about the bigger issue?

We are very conscious about the wider challenges with author-pays models of open access, for example for unaffiliated researchers and those in institutions without access to funding of this sort, and especially of the global equity issues that arise. We held several strategic workshops looking at these issues earlier this year and will continue to work towards finding a more equitable future for open access scholarly publishing.

Michael Williams on the Elsevier negotiations: What’s our ‘Plan B’?

As part of our series on the ongoing negotiations between Elsevier and the UK university sector, this post by Michael Williams, Head of Collection Development & Management at Cambridge University Libraries, explores the University’s plans for continued research access in the event that an agreement cannot be reached.

As negotiations continue between Elsevier and the UK university sector, institutions need to position themselves to ensure that we have a realistic alternative access solution if the decision is to not sign an agreement. But what would happen in the event of a non-renewal scenario? This post explores how we at Cambridge University Libraries are preparing for Plan B and the alternative access solutions we will be providing.  

As Jessica Gardner discussed on this blog, our collective ambition is to negotiate a Read-and-Publish deal with Elsevier that meets the sector’s requirements on costs and open access. However, a decision on the deal is looming in the coming months so we need to ensure we have an effective alternative option for accessing journal content if Elsevier does not meet our requirements. Importantly, however, this Plan B does not just apply to Elsevier but would come into play in the event of opting out of deals with other big commercial publishers in future negotiations.

At Cambridge we are doing our best to engage our research communities with the Elsevier negotiation so that any decisions around the deal and potential implementation of Plan B will only take place following communication and engagement with research-active members of the University. If we need to implement a Plan B, it should not come as a surprise; it will be planned and communicated in advance.

Elements of Plan B

An effective Plan B will enable users to obtain articles with a minimum of intervention and as seamlessly as possible. To achieve this, we are developing an integrated workflow that includes the use of browser extensions for discovery and document delivery services such as Inter-Library Loan (ILL). Additionally, we will subscribe to core titles (rather than a ‘Big Deal’ bundle) to provide continual access to content that we know will be in high demand, and make sure to actively share with our academic communities the post-cancellation access information detailing the journal coverage that will continue beyond the end of the existing deal.

Existing ILL services at Cambridge are being developed and expanded. We are implementing RapidILL, a document delivery service that enables quick turnaround times for the supply of journal articles and book chapters, which integrates with iDiscover and other discovery tools. In addition, we are co-ordinating with other UK universities for the supply of content through new and existing peer networks. The negotiations therefore offer the opportunity to bring our document delivery services up to date for this and any future negotiations. For requests that cannot be supplied by Inter-Library Loan, the library is establishing a funding plan to purchase articles on a case-by-case basis.

Another element of Plan B is the promotion of preprint servers and other openly accessible outputs for obtaining research that may not be the version of record but is still of use to researchers. Many articles will already be available as gold open access via publisher websites, but we also encourage our University members to utilise the vast array of papers uploaded to institutional and subject repositories and other indexes available on the web. These include legal author-sharing networks and Google Scholar. Through these networks, along with plugins such as Lean Library, users may also request access to papers directly from the authors themselves. These networks may be used to share materials under copyright. We should acknowledge that pirate sites are heavily used by some researchers; we will not be promoting these pathways to access through library channels and do not recommend their use.

Communications

Communications with the Cambridge community about how these alternative forms of access will change their workflows are important to the Plan’s success. Users need to understand that changes will be made but that alternatives do exist for accessing content. If we implement Plan B, we need to minimize the impact of non-renewal and provide solutions that deliver content seamlessly. To prepare for this we will be communicating with our users across our research community to inform, receive feedback and to test the services we deliver. We also need to ensure that library colleagues are aware of the changes and are consequently able to advise on how these changes will affect researchers. Plan B is therefore as much about communication as it is about technical changes.

Our website is a central point for information, containing FAQs and ways for researchers to provide feedback on our plans. Many of the services we are implementing would only be publicly available in the event of a non-renewal scenario. This is a good moment to pause and remind ourselves that the sector’s preferred route is to negotiate sustainable transitional agreements that meet our needs to Read and Publish – at an affordable price and meeting the expectations of funder policies. We must not lose sight of this in our Plan B planning.

Final note

If we are to be in a strong negotiating position, we must have a well-planned, credible alternative to proposals put forward by Elsevier or any big publisher. At Cambridge, we have worked hard for this and are prepared for any eventuality. In the event of moving to a Plan B, we aim to minimize the impact of non-renewal and provide solutions that deliver content seamlessly, but it is important to recognise that no Plan B will meet all user needs and be cost- and disruption-free from the user perspective. Access may be clunky and it will not be available ‘anywhere, anytime’ like current journal subscriptions. Depending on the length of time Plan B is needed, the situation may worsen as time passes (as the first thing we would lose is access to the most recently published content) but I am confident that research undertaken at the University of Cambridge will be well served whatever the outcome of the negotiation. Please do get in touch with the Office of Scholarly Communication if you have any questions at all.

This post is released under a Creative Commons Attribution Licence, allowing reusers to distribute, remix, adapt, and build upon the material in any medium or format, so long as attribution is given to the creator.